Compliance Manager

2 weeks ago


Jakarta, Jakarta, Indonesia MSIG Life Full time

Job Description:

  • Ensure that sales are performed, sales & material kit used in accordance with law & regulation.
  • Supporting business by actively giving an advisory, and monitoring sales & marketing activities through the DUA report.
  • Manage and coordinate all compliance activities and ensure the company complies with all regulations both internal and external.
  • Monitoring Administration of Company Business Processes, RACI, and SOP including registration of documentation.
  • Monitor the implementation of GCG.
  • Raise employee awareness of compliance culture in carrying out their work.
  • Manage and ensure company organizations including function and committees comply with regulation.
  • Ensure that companies are not used as a means for money laundering (AML) and terrorism (CFT) by actively conducting training & awareness to the sales force and employees.
  • Develop, implement, and maintain Anti-Bribery and Anti-Corruption policies, standards, and procedures.
  • Oversee the implementation of data privacy policies, standards, and controls across business units.
  • Monitor sales practices to prevent mis-selling, misleading information, or unfair treatment of customers.
  • Provide guidance to business units on market conduct regulations and expectations

Requirements:

  • Bachelor's or master's degree in Law or from relevant background study.
  • Have 8-10 years of experience as Compliance in Financial Industry.
  • Have AML/CFT, Risk Management CFE certification.
  • Good analytical, investigation and problem solving skill.

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