Risk and Compliance Specialist

15 hours ago


Jakarta, Jakarta, Indonesia CFX Full time
Job Summary

CFX is looking for a highly skilled Legislative Compliance Officer to join our team. The successful candidate will be responsible for management and verification of documents for prospective members and/or members, ensuring they understand applicable rules, and managing company licensing with government authorities.

Key Responsibilities:

  1. Reviewing documents for prospective members and/or members to ensure accuracy and completeness;
  2. Ensuring that members understand the applicable rules and regulations;
  3. Managing company licensing with government authorities to ensure compliance;
  4. Preparing legal documents for the needs of prospective members and/or members;
  5. Providing legal briefs and opinions related to exchanges, clearing institutions, and/or brokers;
  6. Handling exchange and clearing institution documents, including company legalities;
  7. Checking documents of prospective exchange members;
  8. Monitoring members to ensure compliance with rules, including capital and separate account funds;
  9. Imposing sanctions on members who violate exchange rules;
  10. Issuing membership-related legal documents, such as:
    1. Exchange Membership Decision;
    2. Exchange Recommendation Letter;
    3. Financial Integrity Exchange Recommendation Letter;
    4. Exchange Membership Suspension Decision;
    5. Exchange Membership Revocation Decision.

Requirements:

  • Bachelor's degree from a reputable university is preferable. Post graduate degree in a related field would be a plus factor;
  • Proven English and Bahasa Indonesia proficiency both in written and spoken;
  • Have minimum 4-5 years of proven experience working in the legal/compliance field;
  • Preferably have proven experience working in tech startups, crypto/financial industry will be an additional plus;
  • Experience in working with various stakeholders in a dynamic and fast-paced working environment;
  • Strong analytical skills and proactive in problem solving;
  • Must have strong mindsets of self-discipline and self-initiative;
  • Able to keep good communication and maintain a good working environment within the legal and other departments.


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