Risk and Compliance Specialist
15 hours ago
CFX is looking for a highly skilled Legislative Compliance Officer to join our team. The successful candidate will be responsible for management and verification of documents for prospective members and/or members, ensuring they understand applicable rules, and managing company licensing with government authorities.
Key Responsibilities:
- Reviewing documents for prospective members and/or members to ensure accuracy and completeness;
- Ensuring that members understand the applicable rules and regulations;
- Managing company licensing with government authorities to ensure compliance;
- Preparing legal documents for the needs of prospective members and/or members;
- Providing legal briefs and opinions related to exchanges, clearing institutions, and/or brokers;
- Handling exchange and clearing institution documents, including company legalities;
- Checking documents of prospective exchange members;
- Monitoring members to ensure compliance with rules, including capital and separate account funds;
- Imposing sanctions on members who violate exchange rules;
- Issuing membership-related legal documents, such as:
- Exchange Membership Decision;
- Exchange Recommendation Letter;
- Financial Integrity Exchange Recommendation Letter;
- Exchange Membership Suspension Decision;
- Exchange Membership Revocation Decision.
Requirements:
- Bachelor's degree from a reputable university is preferable. Post graduate degree in a related field would be a plus factor;
- Proven English and Bahasa Indonesia proficiency both in written and spoken;
- Have minimum 4-5 years of proven experience working in the legal/compliance field;
- Preferably have proven experience working in tech startups, crypto/financial industry will be an additional plus;
- Experience in working with various stakeholders in a dynamic and fast-paced working environment;
- Strong analytical skills and proactive in problem solving;
- Must have strong mindsets of self-discipline and self-initiative;
- Able to keep good communication and maintain a good working environment within the legal and other departments.
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