Asset Management

4 days ago


Jakarta, Indonesia BNP Paribas Full time

ASSET MANAGEMENT - COMPLIANCE & LEGAL - COMPLIANCE SENIOR MANAGER, INDONESIA (JOB NUMBER: REG000382)

**Position Purpose**
- To ensure compliance of all staff in order to reduce all risks related to business processes and investment risks;
- Implementation of internal policies and procedures / applicable regulations
- Monitor compliance with Mutual Funds and Mandates investment guidelines.

**KEY RESPONSIBILITIES**
- Financial Security Responsibilities
- Ensuring the Company's compliance with laws and regulations.
- Monitor the implementation of the Company's compliance plan;
- Recommend actions to ensure compliance with laws and regulations;
- Ensuring compliance with investment policies in all portfolios managed by the Company

**ESSENTIAL QUALIFICATIONS & EXPERIENCE**
- Have a minimum of 5 years working experience as a Compliance/Internal Auditor/Risk Management in an Investment Management company, bank, securities or other relevant financial institution.
- Understanding of the investment management industry and capital markets and having front office knowledge (in terms of investment).
- Minimum Bachelor's degree from a reputable university, preferably majoring in Law or Accounting or other relevant majors
- Fluent in English both spoken and written
- Have a WMI (Investment Manager License); Preference will be given to those with FRM or CFA charters

**Primary Location**: ID-JW-Jakarta Raya

**Job Type**: Standard / Permanent

**Job**: COMPLIANCE

**Education Level***: Bachelor Degree or equivalent (>= 3 years)

**Experience Level***: At least 5 years

**Schedule**: Full-time



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