AVP, Client Service
5 days ago
Business Function
DBSI T&O is the backbone that supports the bank as the central of operations and technology. With the spirit of OneTeam and PRIDE Value, we serve Institutional Banking Operations and Consumer Banking Operations, manage Customer Centre and IT, provide Group Procurement and Corporate Real Estate, coordinate bank-wide Business Continuity Management program and framework, and deliver service quality for Digibank and IBG/GTS. Our Technology & Operations organization is a vital strategic partner to the business in providing competitive advantage that propels DBSI towards being the Best Bank for a Better World (#B3W).
Job Descriptions:
1. Ensure Custodian regulatory compliance
2. Develop and maintain policies & procedures
3. Identify, Monitor and manage compliance risks
4. Custodian transaction monitoring and suspicious activity reporting
5. Provide training and awareness for new/update regulation to custodian team member.
6. Escalate and Report Compliance matters
7. Liaise with regulator, police and prosecutor during inspections and inquiries
Requirement:
- Bachelor's degree in law, Finance, Accounting.
- Professional certification in compliance are an advantage
- Minimum 3 years of experience in securities services fund compliance (preferable), risk management in a leadership role
- Strong background in banking, financial services or regulatory institutions
- Strong leadership and people management skills
- Excellent analytical, problem-solving and decision-making abilities
- High integrity, ethical judgement and independence
- Strong communication and stakeholder management skills, including ability to interact with regulators.
- Has initiatives and oversee compliance programs effectively
- Fluent in English (spoken and written)
- Ability to work under pressure and manage multiple priorities
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